Michael Cogliano, CRCP
Chief Compliance Officer
Mike is a graduate of Southern New Hampshire University where he received his
Bachelor's Degree in General Studies. Mike also has two Associate's Degrees from
Middlesex College where he majored in both Criminal Justice and Business
Administration. In 2011 Mike Completed the CRCP (Certified Regulatory and
Compliance Professional) program offered through the FINRA Institute at
Georgetown (Formerly the FINRA Institute at Wharton). In 2015, Mike
completed The Securities Industry Institute® (SII) executive development
program for securities industry professionals, hosted by SIFMA and the Wharton
School. In addition, Mike has attained the following securities Licenses: FINRA
Series 3, 4, 6, 7,14, 24, 52, 53, 63, 65 and 99.
Mike joined Bluecrest Financial Alliances in May of 2022 and serves as the
Director of Compliance. Mike has been in the financial services industry since
1993. Before coming to Bluecrest, Mike was with Hilltop Securities Inc., located
in Dallas, TX for nearly 22 years, the last 12 of which he was the Chief
Compliance Officer. Mike started his career in 1993 at PFS Investments in
Boston, MA, and then moved to Texas in 1997 and worked with HD Vest
Investment Securities where he served in various roles in an operational
capacity.
Mike resides in Flower Mound, TX with his wife and their three children. When
he isn't spending time with his family or work, he enjoys playing golf.